|
Post by casualinvestor on Nov 14, 2017 9:42:19 GMT -5
Aside from the 2.7 million shares that Deerfield held on 6/30, they also received "3,584,230 shares of the Company’s common stock (the “Exchange Shares”) at an exchange price of $1.395". investors.mannkindcorp.com/secfiling.cfm?filingID=1193125-17-217588&CIK=899460If I remember right, they received the shares on July 1st (sorry, no source on that). So those were not part of the 6/30 filing, and they've sold (or moved to Flynn) them all since then
|
|
|
Post by casualinvestor on Nov 14, 2017 10:00:05 GMT -5
The # of shares that WhaleWisdom shows as being held by James E Flynn is the exact # Deerfield received in April. And the source of that data is 4/19/17. investors.mannkindcorp.com/secfiling.cfm?filingID=1193125-17-127928&CIK=899460The fact that the site is showing shares held by James E Flynn is just a problem with someone's algorithm. How is James E Flynn holding these shares without having to file a 13F? On the whale wisdom site, I see 2 major mistakes when I sort by Shared Held for MNKD: That Alfred E Mann has a change in shares of -15,972,427 (filing date is 2012, and it's a 13D), and that James Flynn is +5,217,391 shares (filing date is 4/19/19 and is a 13G)
|
|
|
Post by lakers on Nov 14, 2017 17:02:27 GMT -5
Holdings
Filer
Shares Held
or Principal Amt
Market Value
% of
Portfolio
Prior
% of Portfolio
Ranking
Change in
Shares
% Ownership
Source
Source Date
Date Reported
SUSQUEHANNA INTERNATIONAL GROUP, LLP 552,870 $ 1,200,000 0.00% 0.00% 4577 312,577 0.5473% 13F 2017-09-30 2017-11-14
SCOPIA CAPITAL MANAGEMENT LP 982,930 $ 2,133,000 0.03% 0.03% 30 0.9731% 13F 2017-09-30 2017-11-14
SABBY MANAGEMENT, LLC(PUT) 6,048 $ 1,312,000 0.09% 0.06% 69 78 13F 2017-09-30 2017-11-14
ACUTA CAPITAL PARTNERS, LLC(PUT) 350,000 $ 760,000 0.14% 0.01% 57 317,700 13F 2017-09-30 2017-11-14
MILLENNIUM MANAGEMENT LLC 674,043 $ 1,463,000 0.00% 0.00% 2325 148,149 0.6673% 13F 2017-09-30 2017-11-14
COVINGTON CAPITAL MANAGEMENT 1,560 $ 3,000 0.00% 678 1,560 0.0015% 13F 2017-09-30 2017-11-14
PEDDOCK CAPITAL ADVISORS, LLC 200 $ 0 0.00% 0.00% 251 0.0002% 13F 2017-09-30 2017-11-14
GEODE CAPITAL MANAGEMENT, LLC 481,026 $ 1,043,000 0.00% 0.00% 3102 105,954 0.4762% 13F 2017-09-30 2017-11-14
BARCLAYS PLC 53,567 $ 116,000 0.00% 0.00% 4819 58,856 0.0530% 13F 2017-09-30 2017-11-14
PRELUDE CAPITAL MANAGEMENT, LLC 10,800 $ 23,000 0.00% 1285 10,800 0.0107% 13F 2017-09-30 2017-11-14
FIFTH THIRD BANCORP 1,051 $ 2,000 0.00% 0.00% 2055 10 0.0010% 13F 2017-09-30 2017-11-14
PANAGORA ASSET MANAGEMENT INC 0 $ 0 0.00% Sold All 11,023 0.0000% 13F 2017-09-30 2017-11-14
BARCLAYS PLC(PUT) 166,580 $ 361,000 0.00% 0.00% 3909 7,800 13F 2017-09-30 2017-11-14
JACOBS LEVY EQUITY MANAGEMENT, INC 0 $ 0 0.00% Sold All 139,666 0.0000% 13F 2017-09-30 2017-11-14
COMPAGNIE LOMBARD ODIER SCMA 1,559 $ 3,000 0.00% 0.00% 672 0.0015% 13F 2017-09-30 2017-11-14
TOWER RESEARCH CAPITAL LLC (TRC) 52 $ 0 0.00% 0.00% 3778 10,552 0.0001% 13F 2017-09-30 2017-11-14
VANGUARD GROUP INC 3,154,433 $ 6,845,000 0.00% 0.00% 2989 614,875 3.1229% 13F 2017-09-30 2017-11-14
GOLDMAN SACHS GROUP INC 704,591 $ 1,529,000 0.00% 0.00% 4195 1,379,285 0.6976% 13F 2017-09-30 2017-11-14
TWO SIGMA ADVISERS, LP 14,400 $ 31,000 0.00% 2169 14,400 0.0143% 13F 2017-09-30 2017-11-14
LPL FINANCIAL LLC 19,530 $ 42,000 0.00% 0.00% 2810 4,860 0.0193% 13F 2017-09-30 2017-11-14
MORGAN STANLEY 657,661 $ 1,427,000 0.00% 0.00% 4152 285,026 0.6511% 13F 2017-09-30 2017-11-14
WALLEYE TRADING LLC(CALL) 0 $ 0 0.00% Sold All 6,000 13F 2017-09-30 2017-11-14
BBR PARTNERS, LLC 26,504 $ 58,000 0.01% 0.01% 66 0.0262% 13F 2017-09-30 2017-11-14
ROYAL BANK OF CANADA 51,993 $ 112,000 0.00% 0.00% 4919 1,140 0.0515% 13F 2017-09-30 2017-11-14
SUSQUEHANNA INTERNATIONAL GROUP, LLP(CALL) 1,858,400 $ 4,033,000 0.00% 0.00% 2566 479,600 13F 2017-09-30 2017-11-14
|
|
|
Post by agedhippie on Nov 14, 2017 19:43:02 GMT -5
The # of shares that WhaleWisdom shows as being held by James E Flynn is the exact # Deerfield received in April. And the source of that data is 4/19/17. investors.mannkindcorp.com/secfiling.cfm?filingID=1193125-17-127928&CIK=899460The fact that the site is showing shares held by James E Flynn is just a problem with someone's algorithm. How is James E Flynn holding these shares without having to file a 13F? On the whale wisdom site, I see 2 major mistakes when I sort by Shared Held for MNKD: That Alfred E Mann has a change in shares of -15,972,427 (filing date is 2012, and it's a 13D), and that James Flynn is +5,217,391 shares (filing date is 4/19/19 and is a 13G) James E Flynn was holding these shares without having to file a 13F because he filed a 13G instead. A 13G has an annual rather than quarterly filing requirement so he doesn't need to file again until next year.
|
|
|
Post by lakers on Nov 16, 2017 0:14:50 GMT -5
BRUCE & COMPANY ., INC. Holds 27,690,000 Mnkd PRN , 13F filed 11/15/17 • CHICAGO, IL • Investment Advisor How do I update this listing?
Bruce & Company . is based out of Chicago. Bruce & Company . is a registered investment advisory firm with 11-25 clients and discretionary assets under management (AUM) of $799,937,157 (Form ADV from 2017-03-30). Their last reported 13F filing for Q3 2017 included $433,309,000 in managed 13F securities and a top 10 holdings concentration of 66.31%. Bruce & Company .'s largest holding is AMERCO Inc with shares held of 188,370. Bruce & Company . has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 48 13F filings, and 13 13G filings
PRN indicates principal amount on convertible debt securities
|
|
|
Post by akemp3000 on Nov 16, 2017 5:45:55 GMT -5
BRUCE & COMPANY ., INC. Holds 27,690,000 Mnkd PRN , 13F filed 11/15/17 • CHICAGO, IL • Investment Advisor How do I update this listing? Bruce & Company . is based out of Chicago. Bruce & Company . is a registered investment advisory firm with 11-25 clients and discretionary assets under management (AUM) of $799,937,157 (Form ADV from 2017-03-30). Their last reported 13F filing for Q3 2017 included $433,309,000 in managed 13F securities and a top 10 holdings concentration of 66.31%. Bruce & Company .'s largest holding is AMERCO Inc with shares held of 188,370. Bruce & Company . has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 48 13F filings, and 13 13G filings PRN indicates principal amount on convertible debt securities BRUCE & COMPANY have apparently been holding these 27.6M shares for someone?? since at least June, 2017. Does this recent 11.15.17 filing indicate any changes?
|
|
|
Post by brotherm1 on Nov 16, 2017 7:54:42 GMT -5
BRUCE & COMPANY ., INC. Holds 27,690,000 Mnkd PRN , 13F filed 11/15/17 • CHICAGO, IL • Investment Advisor How do I update this listing? Bruce & Company . is based out of Chicago. Bruce & Company . is a registered investment advisory firm with 11-25 clients and discretionary assets under management (AUM) of $799,937,157 (Form ADV from 2017-03-30). Their last reported 13F filing for Q3 2017 included $433,309,000 in managed 13F securities and a top 10 holdings concentration of 66.31%. Bruce & Company .'s largest holding is AMERCO Inc with shares held of 188,370. Bruce & Company . has met the qualifications for inclusion in our WhaleScore system. Whalewisdom has at least 48 13F filings, and 13 13G filings PRN indicates principal amount on convertible debt securities Why it’s not listed on EDGAR? www.sec.gov/cgi-bin/browse-edgar?company=mannkind&owner=exclude&action=getcompany
|
|
|
Post by kimi on Nov 16, 2017 8:08:47 GMT -5
|
|
|
Post by agedhippie on Nov 16, 2017 10:19:44 GMT -5
The Bruce & Co holding is not shares, it is convertible corporate bonds carrying a 5.75% interest rate. They are listed in the 13F because theoretically they could be converted to shares, but with a pre-split strike price of $6.80, or $34 these days, they are unlikely to be converted any time soon.
Bruce & Co have held bonds in Mannkind right back to 2009, you can see the CUSIP periodically change when the bonds are rolled over as Mannkind renews them. The current CUSIP is 56400PAM4 for those who might want to look it up.
|
|