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Post by dejude42 on Dec 26, 2016 12:39:11 GMT -5
To get to site copy and paste (https://www.sec.gov/foia/docs/failsdata.htm) Go to bottom of SEC page click on archive data. You must do a download archive. For ease do a FIND: MNKD then search. Step data up and down for multiple days of failure to deliver.
A total of 3,218,154 failed to deliver on several days.
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Deleted
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Post by Deleted on Dec 26, 2016 12:58:29 GMT -5
You need a separate subforum.
Not interested
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Post by Deleted on Dec 26, 2016 13:00:07 GMT -5
FYI... failed to deliver makes sense if the same ftd is not delivered even after 3 days.
Does your data give that info? If not it's just useless
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Post by dejude42 on Dec 26, 2016 13:07:58 GMT -5
It gives individual date and total shares. FINRA should have recorders of trader actions. December numbers should be out soon will be interesting with the high trade days to see those figures.
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Post by dejude42 on Dec 26, 2016 13:15:56 GMT -5
I am interested if the title of this form is all about MNKD, why a separate subform? It becomes titled the subject, the matter being disclosed is about MNKD.
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Post by dejude42 on Dec 26, 2016 13:48:16 GMT -5
A sample of data Noc 1-15 and dec 15-30 Hope this helps and becomes USEFUL
SETTLEMENT DATE|CUSIP|SYMBOL|QUANTITY (FAILS)|DESCRIPTION|PRICE
20161101|56400P201|MNKD|5713|MANNKIND CORP|0.42
20161102|56400P201|MNKD|498839|MANNKIND CORP|0.44
20161103|56400P201|MNKD|1908|MANNKIND CORP|0.43
20161104|56400P201|MNKD|3318|MANNKIND CORP|0.42
20161107|56400P201|MNKD|55766|MANNKIND CORP|0.43
20161108|56400P201|MNKD|102046|MANNKIND CORP|0.44
20161109|56400P201|MNKD|7554|MANNKIND CORP|0.43
20161110|56400P201|MNKD|4528|MANNKIND CORP|0.47
20161114|56400P201|MNKD|80403|MANNKIND CORP|0.66
SETTLEMENT DATE|CUSIP|SYMBOL|QUANTITY (FAILS)|DESCRIPTION|PRICE
20161115|56400P201|MNKD|106022|MANNKIND CORP|0.65
20161116|56400P201|MNKD|72250|MANNKIND CORP|0.63
20161117|56400P201|MNKD|96435|MANNKIND CORP|0.63
20161118|56400P201|MNKD|172538|MANNKIND CORP|0.63
20161121|56400P201|MNKD|40949|MANNKIND CORP|0.62
20161122|56400P201|MNKD|8089|MANNKIND CORP|0.61
20161123|56400P201|MNKD|1159364|MANNKIND CORP|0.58
20161125|56400P201|MNKD|906864|MANNKIND CORP|0.55
20161128|56400P201|MNKD|365641|MANNKIND CORP|0.55
20161129|56400P201|MNKD|109161|MANNKIND CORP|0.53
20161130|56400P201|MNKD|74819|MANNKIND CORP|0.49
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Post by peppy on Dec 26, 2016 14:01:09 GMT -5
what is the penalty for failure to deliver?
ps. <---- is also interested in the discussion in these moments.
(lower the crank)
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Post by matt on Dec 27, 2016 12:58:39 GMT -5
what is the penalty for failure to deliver?
ps. <---- is also interested in the discussion in these moments.
(lower the crank)
In theory, if the party fails to deliver then the broker can execute a forced buy-in at market price and charge the cost to the client's account. In reality, brokers have ways to stretch the period and they rarely take such draconian actions against a good client. FINRA rules can be extremely flexible is most situations. |
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Post by peppy on Dec 27, 2016 13:16:36 GMT -5
It would seem the SEC goes to clients and checks their work.
It would seem the SEC does not look at a stock and see who is short and then check all account holders.
It I was a hedge fund, and the SEC was going to check on the hedge fund, it would be checking on the fund.
Interesting way of not investigating what is in front of their eyes.
Where have we seen this before?
Continuous glucose monitors being ignored?
The proof before our eyeballs?
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Post by derek2 on Dec 27, 2016 14:19:09 GMT -5
When reading the daily numbers, it's important to understand that every day's numbers represent the running total of FTD shares, and are not additive.
For example:
20161101|56400P201|MNKD|5713|MANNKIND CORP|0.42
20161102|56400P201|MNKD|498839|MANNKIND CORP|0.44
20161103|56400P201|MNKD|1908|MANNKIND CORP|0.43
On Nov 1, there were only 5713 shares outstanding 3+ days without a lend being sourced. essentially zero.
On Nov 2 it shoots up to 498,839 - a sizeable short trade (or trades) put on 3 days before and not all of the shares have been sourced.
But look - on Nov 3, the total is back to 1908 shares. All of those shares that were FTD after 3 days are sourced only 24 hours later. No biggie.
No "counterfeit shares", no "expansion of float".
The outstanding FTD on MNKD is usually just a few minutes of normal trading volume's worth, sometimes a few hours (although that tends to be on heavy trading days where once again that kind of trade can be absorbed in minutes)
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Post by Deleted on Dec 27, 2016 14:33:36 GMT -5
^^ Thx for your time. Hopefully the so called intended audience gets it.
I doubt it though
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